| Transaction Date | Name | Action | Shares | Price($) | Value($) | Type | Report Date |
| 5/17/2019 | Barry A. Igdaloff
Director | Buy | 10,310 | -- | -- | Direct | 5/20/2019 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 5/17/2019 | Valerie A. Mosley
Director | Buy | 10,310 | -- | -- | Direct | 5/20/2019 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 5/17/2019 | David H. Stevens
Director | Buy | 10,310 | -- | -- | Direct | 5/20/2019 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 5/17/2019 | Robert A. Salcetti
Director | Buy | 10,310 | -- | -- | Direct | 5/20/2019 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 5/17/2019 | Michael R. Hughes
Chairman of the Board | Buy | 10,310 | -- | -- | Direct | 5/20/2019 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 2/28/2019 | Smriti Laxman Popenoe
Executive VP & Co-Chief Investment Officer | Buy | 23,474 | -- | -- | Direct | 3/4/2019 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 2/28/2019 | Stephen J. Benedetti
Executive VP, CFO & COO | Buy | 23,474 | -- | -- | Direct | 3/4/2019 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 2/28/2019 | Byron L. Boston
CEO, President, Co-Chief Investment Officer & Director | Buy | 75,558 | -- | -- | Direct | 3/4/2019 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 2/28/2019 | Jeffrey L. Childress
VP & Controller | Buy | 2,880 | -- | -- | Direct | 3/4/2019 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 2/15/2019 | Smriti Laxman Popenoe
Executive VP & Co-Chief Investment Officer | Sell |
(8,796)
| 6.07 |
(53,392)
| Direct | 2/19/2019 |
|
| Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3 |
| 2/15/2019 | Stephen J. Benedetti
Executive VP, CFO & COO | Sell |
(7,459)
| 6.07 |
(45,276)
| Direct | 2/19/2019 |
|
| Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3 |
| 2/15/2019 | Byron L. Boston
CEO, President, Co-Chief Investment Officer & Director | Sell |
(23,595)
| 6.07 |
(143,222)
| Direct | 2/19/2019 |
|
| Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3 |
| 2/15/2019 | Jeffrey L. Childress
VP & Controller | Sell |
(936)
| 6.07 |
(5,682)
| Direct | 2/19/2019 |
|
| Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3 |
| 1/31/2019 | Smriti Laxman Popenoe
Executive VP & Co-Chief Investment Officer | Buy | 2,542 | 5.90 | 14,998 | Direct | 1/31/2019 |
|
| Open market or private purchase of non-derivative or derivative security |
| 1/31/2019 | Stephen J. Benedetti
Executive VP, CFO & COO | Buy | 10,000 | 5.90 | 59,000 | Direct | 1/31/2019 |
|
| Open market or private purchase of non-derivative or derivative security |
| 1/31/2019 | Valerie A. Mosley
Director | Buy | 3,390 | 5.90 | 20,001 | Direct | 1/31/2019 |
|
| Open market or private purchase of non-derivative or derivative security |
| 1/31/2019 | Byron L. Boston
CEO, President, Co-Chief Investment Officer & Director | Buy | 17,000 | 5.90 | 100,300 | Direct | 1/31/2019 |
|
| Open market or private purchase of non-derivative or derivative security |
| 1/31/2019 | David H. Stevens
Director | Buy | 2,000 | 5.90 | 11,800 | Direct | 1/31/2019 |
|
| Open market or private purchase of non-derivative or derivative security |
| 5/23/2018 | Barry A. Igdaloff
Director | Sell |
(1,919)
| 6.53 |
(12,531)
| Indirect | 5/24/2018 |
|
| Open market or private sale of non-derivative or derivative security |
| 5/23/2018 | Barry A. Igdaloff
Director | Sell |
(7,430)
| 6.53 |
(48,518)
| Direct | 5/24/2018 |
|
| Open market or private sale of non-derivative or derivative security |
| 5/18/2018 | Barry A. Igdaloff
Director | Buy | 9,231 | -- | -- | Direct | 5/22/2018 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 5/18/2018 | Michael R. Hughes
Chairman of the Board | Buy | 9,231 | -- | -- | Direct | 5/22/2018 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 5/18/2018 | Valerie A. Mosley
Director | Buy | 9,231 | -- | -- | Direct | 5/22/2018 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 5/18/2018 | Robert A. Salcetti
Director | Buy | 9,231 | -- | -- | Direct | 5/22/2018 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 3/7/2018 | Byron L. Boston
President, CEO, Co-Chief Investment Officer & Director | Buy | 88,230 | -- | -- | Direct | 3/10/2018 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 3/7/2018 | Byron L. Boston
President, CEO, Co-Chief Investment Officer & Director | Buy | 19,875 | -- | -- | Direct | 3/10/2018 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 3/7/2018 | Smriti Laxman Popenoe
Executive VP & Co-Chief Investment Officer | Buy | 28,427 | -- | -- | Direct | 3/10/2018 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 3/7/2018 | Smriti Laxman Popenoe
Executive VP & Co-Chief Investment Officer | Buy | 6,006 | -- | -- | Direct | 3/10/2018 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 3/7/2018 | Stephen J. Benedetti
Executive VP, CFO & COO | Buy | 28,427 | -- | -- | Direct | 3/10/2018 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 3/7/2018 | Stephen J. Benedetti
Executive VP, CFO & COO | Buy | 5,520 | -- | -- | Direct | 3/10/2018 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 3/7/2018 | Jeffrey L. Childress
VP, Controller & Principal Accounting Officer | Buy | 3,224 | -- | -- | Direct | 3/10/2018 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 2/15/2018 | Byron L. Boston
President, CEO, Co-Chief Investment Officer & Director | Sell |
(29,428)
| 6.37 |
(187,456)
| Direct | 2/21/2018 |
|
| Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3 |
| 2/15/2018 | Smriti Laxman Popenoe
Co-Chief Investment Officer and Executive Vice President | Sell |
(10,252)
| 6.37 |
(65,305)
| Direct | 2/21/2018 |
|
| Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3 |
| 2/15/2018 | Stephen J. Benedetti
Executive VP, CFO & COO | Sell |
(5,100)
| 6.37 |
(32,487)
| Direct | 2/21/2018 |
|
| Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3 |
| 2/15/2018 | Jeffrey L. Childress
VP, Controller & Principal Accounting Officer | Sell |
(997)
| 6.37 |
(6,351)
| Direct | 2/21/2018 |
|
| Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3 |
| 12/29/2017 | Byron L. Boston
President, CEO, Co-Chief Investment Officer & Director | Sell |
(3,000)
| -- | -- | Direct | 2/13/2018 |
|
| Bona fide gift |
| 6/1/2017 | Barry A. Igdaloff
Director | Sell |
(7,693)
| 6.90 |
(53,082)
| Direct | 6/2/2017 |
|
| Open market or private sale of non-derivative or derivative security |
| 5/19/2017 | Barry A. Igdaloff
Director | Buy | 7,430 | -- | -- | Direct | 5/23/2017 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 5/19/2017 | Michael R. Hughes
Lead Independent Director | Buy | 7,430 | -- | -- | Direct | 5/23/2017 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
| 5/19/2017 | Valerie A. Mosley
Director | Buy | 7,430 | -- | -- | Direct | 5/23/2017 |
|
| Grant award or other acquisition pursuant to Rule 16b-3(d) |
